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For UK Adviser Use Only - Not Approved For Use With Clients


Suitability Matters – helping deliver
the right customer outcomes

Regulation is never far from the news. Whether it’s MiFID II, DB transfer advice or FCA market studies,
there’s always something to keep up to date with.

So these Suitability Matters seminars are designed to help you make sense
of the recent raft of regulation and deliver good client outcomes.

What's on the agenda?

Rory Percival, regulatory consultant, is joining us again with a wide-ranging assessment of topical regulatory issues, covering subjects like closet trackers, the impact of passive investment, high risk and complex investments, and the platforms market.

He’ll also give insight into DB transfers, including the practical aspects of meeting the new suitability requirements, cash-flow modelling, triaging clients and contingent/non-contingent charging.

And you’ll have the chance to put your own questions to Rory in a Q&A session.

Our Prudential retirement experts will focus on delivering good customer retirement outcomes, and discuss areas including sustainability of income, drawdown advice issues, stress-testing, meeting APTA requirements and comparing CETV and TVC.

Here’s why you should join us..

Each seminar runs for approximately two hours, qualifying for 120 minutes structured CPD, accredited by the CISI and CII.

You’ll walk away with an understanding of:

  • The FCA’s concerns around the platform and fund market.
  • The latest thinking in relation to the provision of retirement income.
  • How to meet the latest FCA DB transfer advice requirements.
  • The FCA’s direction of travel in the DB transfer market.

A seminar near you - where can you find us?

There are 22 seminars taking place nationwide between 29 August and 8 November 2018. We’ll be laying on coffee/tea and a bite to eat when you arrive.

We expect these to be as popular as ever. Spaces are limited and are allocated on a first come, first served basis, so find a location that suits and secure your place now by hitting ‘Book’ below or ‘Choose Venue’.

Choose your venue and register

Hit the ‘Choose venue’ button to find a venue that suits you and register.